公司治理
Internal Audit Organization and Operation
- 1. The company’s audit department operates as an independent unit under the Board of Directors, with the responsibility of examining and evaluating the internal controls to enhance operational efficiency.
- 2. The audit department is comprised of one audit supervisor and 1-2 full-time auditors. In addition to meeting the qualifications required by the regulatory authority, audit personnel engage in continuous professional development by participating in internal audit-related courses each year. The list of internal audit personnel is duly reported on the Market Observation Post System, as required.
- 3. Adhering to the “Guidelines for Establishing Internal Control Systems by Public Companies” issued by the Securities and Futures Bureau, Financial Supervisory Commission, the company follows internal audit execution standards. The audit department formulates an annual audit plan to inspect and evaluate the implementation of internal controls, providing timely improvement suggestions to ensure the continuous and effective operation of internal control systems. Additionally, the audit department annually reviews the self-inspection reports of various units and subsidiaries of the company, as required. The results of internal audits, along with improvement measures, are provided to the Board of Directors and the President to evaluate the overall effectiveness of the internal control system. A declaration on the internal control system is issued based on this evaluation, as required, and is published in the annual report and public disclosure documents. The annual internal audit plan, execution status of the audit plan, improvements in internal control deficiencies, and abnormal incidents are all duly reported on the Market Observation Post System, as stipulated.
| Content | Download |
|---|---|
| Audit Plan for the Year 2020 | XLSX |
| Audit Plan for the Year 2019 | XLSX |
| Audit Plan for the Year 2018 | XLSX |
| Audit Plan for the Year 2017 | XLSX |
| Audit Plan for the Year 2016 | XLSX |
| Audit Plan for the Year 2015 | XLSX |
| Audit Plan for the Year 2014 | XLSX |
| Audit Plan for the Year 2013 | XLSX |
| Audit Plan for the Year 2012 | XLSX |
| Audit Plan for the Year 2011 | XLSX |
| Audit Plan for the Year 2010 | XLSX |
| Audit Plan for the Year 2009 | XLSX |
| Audit Plan for the Year 2008 | XLSX |
| Audit Plan for the Year 2007 | XLSX |
| Audit Plan for the Year 2006 | XLSX |
| Audit Plan for the Year 2005 | XLSX |
| Internal Audit Organization and Responsibilities | XLSX |